Menu
keyboard_backspace
Vidhikarya has a vast network of Lawyers in Mumbai. Connecting with Lawyers through Vidhikarya is fast and cost effective. Let us know your requirement and we will get back with the best solution for your legal need.
{{ item.meta_value }}, {{ item.meta_key }}

Consult and Get Legal Advice from Financial Markets and Services Expert Lawyers in Mumbai

Ramalingaiah Mulakatte

Senior Lawyer
Exp
Mumbai City , Maharashtra

Specialization

  • Financial Markets and Services
  • Arbitration and Mediation
  • Consumer Protection
  • Civil
  • Cheque Bounce
Advocate/Senior legal adviser/Legal Counsel handling all types of legal matters both litigation and non-litigation and corporate legal adviser View Full Profile

Iqbal Shaikh

LAWYER
Exp
Mumbai City , Maharashtra

Specialization

  • Financial Markets and Services
  • Criminal
Best Lawyer in Mumbai View Full Profile

Fareed Ahmed

Verum Legal Associates - Partn
Exp
Mumbai City , Maharashtra

Specialization

  • Financial Markets and Services
  • Civil
  • Debt and Lending Agreement
  • Government Contracts
  • Intellectual Property

Dharmendra Damani

Partner, Damani & Damani
Exp
Mumbai suburban , Maharashtra

Specialization

  • Financial Markets and Services
  • Property
  • Divorce
  • Family
  • Real Estate
Expertise with over 40 years of experience in all kinds of Property, Financial & Family dispute matters. Handling several matters across Supreme Court of India, Bombay High Court, Debt Recovery tribunals, City Civil Court, Session Court, Small Causes Court, Consumer forum, Metropolitan Magistrate's View Full Profile

Pawan K Pandey

Practicing
Exp
Mumbai City , Maharashtra

Specialization

  • Financial Markets and Services
  • Adoption
  • Aviation
  • Debt and Lending Agreement
  • Election Campaign and Political Laws

Saurav Agarwal

Legal Manager
Exp
Mumbai City , Maharashtra

Specialization

  • Financial Markets and Services
  • Contracts and Agreements
  • Documentation
  • Commercial
  • Banking
Corporate lawyer View Full Profile

Pritesh Burad

Advocate
Exp
Mumbai City , Maharashtra

Specialization

  • Financial Markets and Services
  • Corporate and Incorporation
  • Bankruptcy and Debt
  • Commercial
  • Immigration
Mr.Pritesh Burad, Esq. LLB,DTL,ACIArb Advocate –India Council – International Arbitration Associate – Chartered Institute of Arbitrators (CIArb). London, U. K. CLI- MDRT, U.S.A View Full Profile

Nikhil Jain

Trainee Associate
Exp
Mumbai City , Maharashtra

Specialization

  • Financial Markets and Services
  • Debt And Lending Agreement
  • Equipment Finance And Leasing
  • Landlord And Tenant
  • Mergers And Acquisition

MURUGAMANI SUBRAMANIAM

LEGAL ADVISOR
Exp
Mumbai suburban , Maharashtra

Specialization

  • Financial Markets and Services
  • Civil
  • Real Estate
  • Adoption
  • Advertising
Not Sure Whom to Consult ?
We will help you to find the best lawyer as per your budget !
Post Your Matter to explore various options.
Need Legal Advice
Connect with Expert Lawyers to Resolve
Your Legal Matter
  • What is Financial Market?
  • What is Financial Service?
  • Who are the primary regulators of the financial sector in India?
  • What is the aim of regulating the financial sector globally?

Vidhikarya will help you find a most suitable lawyer, for you in your city, who will be able to answer all your Financial Market and Service Laws related queries, and also guide you on how to resolve this matter with ease.

About the Financial Market and Service Laws


As per Black’s Law Dictionary, Financial Markets refer to the market for stock, bonds, bills of exchange, commodities, futures, and options. They are exchanges for capital or credit. Refer to capital market and money market.

As per Black’s Law Dictionary, Financial Services refer to the skills and offers that are offered by a bank or financial institution. It can be a savings account, checking account, confirming, leasing, or money transfer.

Indian Capital Markets are managed and checked by the Ministry of Finance, The Securities and Exchange Board of India and The Reserve Bank of India.

The Ministry of Finance manages through the Department of Economic Affairs - Capital Markets Division. The division is in charge of detailing the arrangements identified with the systematic development and improvement of the securities markets (i.e. offer, obligation and subordinates) and in addition ensuring the enthusiasm of the financial specialists. Its primary aim is reformation in the securities market on an institutional level, the building of a regulatory framework, bolstering investor protection mechanism, provision for the efficient legal framework for securities markets.

Regulators of Financial Market and Service Laws


The primary regulators of the financial sector in India are:

  • The Securities and Exchange Board of India (SEBI) which sets up regulatory policy, carries out implementation as well as has the power of enforcement of the regulatory rules. Complaints regarding decisions of SEBI are adjudicated by the Securities Appellate Tribunal
  • Reserve Bank of India which looks into the aspect of implementation of monetary and credit policies. RBI is the banker to the government. RBI has several policies which affect the financial sector. These policies also influence the rates of inflation.
  • National Stock Exchange (NSE) – it provides specific regulations for the domain of securities market.

Need of regulating the financial sector


The goal of regulating financial sector is to protect the de facto principles of regulation which include things like protection of stability in pricing, safeguarding of the small investors, prevention of market misconduct, and so on.

Regulation of financial sector universally is comprehensively guided by two aims: prudential regulation and direct of business regulation, including consumer protection. The four key institutional frameworks for regulation of the financial sector globally – Institutional Approach (element based regulation), Functional Approach (movement based regulation), Integrated Approach (all-inclusive controller model) and Twin Peaks Approach (division of prudential regulation and lead of business regulation) – all endeavour to address the above destinations through various formal structures. Post-crisis, another measurement of 'systemic stability' is being tried to be included as another goal of financial sector regulation yet the correct shapes in such manner are still in progress.

Request a Callback for Legal Help


In case you want us to call you back to understand your legal problem then please submit your details with a brief description of the legal issue that you have. We will call you back.

Name must be provided !

Email must be provided !

Invalid Phone Number !

Details must be provided !

Want a Quick Legal Advice From Expert Lawyer
Call us at this number for Legal Help at an affordable price
7604047601
Legal Advice Anytime Anywhere

The most trusted and relied upon partner for hiring lawyers for any kind of legal services.

Not Sure Whom to Consult ?
We will help you to find the best lawyer as per your budget !
Post Your Matter to explore various options.
Need a Lawyer for Your Case ?
Get the best Lawyer
for your Case
Client Testimonials

Top Responding Lawyers
on Financial Markets and Services Laws

Experience: 33 Year(s)
Retired Judge
Bangalore
Experience: 2 Year(s)
As a advocate
Aurangabad
Experience: 9 Year(s)
Lawyer and legal associate
Nanded
Experience: 9 Year(s)
Adv.Ambrose Leo Associates & Legal Consultants
Bangalore
Experience: 22 Year(s)
Advocate
Bhubaneswar
Experience: 15 Year(s)
Advocate High Court
Kolkata
Experience: 14 Year(s)
Advocate and Legal Counsel
Kolkata
Experience: 17 Year(s)
Advocate
Thiruvananthapuram
Experience: 5 Year(s)
Lawyer
New Delhi
Experience: 11 Year(s)
Attorney
South Delhi
Experience: 3 Year(s)
Legal Counsel
Kolkata
Experience: 3 Year(s)
Criminal Lawyer
Faridabad
Experience: 18 Year(s)
Advocate
Chennai
Experience: 1 Year(s)
Advocate
Kolkata
Experience: 5 Year(s)
ADVOCATE
Howrah
Experience: 12 Year(s)
Advocate
Mumbai City
Experience: 20 Year(s)
Dr
New Delhi
Experience: 38 Year(s)
Advocate
Bhubaneswar
Experience: 5 Year(s)
Advocate
Chandigarh
Experience: 3 Year(s)
lawyer
Bhubaneswar
Experience: 15 Year(s)
Advocate High Court
Allahabad
Experience: 4 Year(s)
Advocate
Faridabad
Experience: 26 Year(s)
Advocate High Court
Lucknow
Experience: 20 Year(s)
Advocate
Lucknow
Experience: 3 Year(s)
Advocate/Legal Advisor
Gurgaon
Talk to a Lawyer
Post Your Matter
Request Callback
Contact Us