INVESTMENT ADVISER ACT 2013
5 years ago
Respected Sir,
I have Registered with SEBI as an Investment Adviser last year as an Individual .
Being a Startup ,
Considering Recent Scenario in the Market Prevailing & client Suggestion,
I seek Guidance About Portfolio /Account Management on Profit sharing Basis.
1) Can We provide service to trade in Clients Account At the Discretion of the client With Simple Agreement on paper signed by Both (Client , Analyst) &/OR Dealer If any.
2 )Which of Docs i need to keep for this purpose .
Thanks for providing such wonderful opportunity o have a clarification to me startups & like people.
Thanks & Regds,
Dharmesh
Ambrose Leo
Responded 5 years ago
A.You have to prepare the documents as per the requirement of SEBI Act.Better to consult a Professional Lawyer for drafting the legal documents quickly.
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